Disclosure

Privacy Policy
 
We collect, retain, and use information about you only with your consent, and only where necessary (and allowed by law) to administer our business or provide products, services, and other opportunities to you. Our servers collect standard non-descriptive information about visits to our site, such as date and time visited, IP address, city, state, and country. This information is used to compile standard statistics on site usage.

 

We do not collect personal identifying information about visitors to our site. Visitors to our site may elect to provide us with personal information via e-mail or submittal forms. This information will only be used by us to communicate and/or conduct business with you. It is NOT disseminated or sold to third parties.

 

Edgemoore Financial has always been committed to maintaining the confidentiality, integrity and security of personal information about our current and prospective customers. We understand that privacy is an important issue for you, and we want you to understand how we work to protect your privacy when we collect information about you.

 

How We Obtain Personal Information: In providing you with financial products and services, or information about such products and services, Edgemoore Financial may collect public and non-public personal information about you from the following sources:

 

Your account agreements and other related documents and forms (for example, name, address, social security number, birth date and financial information): Transactions with Edgemoore Financial (for example: trading with us, history of meeting margin calls and your use of various products and services that we provide).
Outside entities, including credit reporting agencies, to obtain information (such as verification of identity, credit-worthiness, credit history, purchasing and investment preferences).

 

How We Protect Your Information: It is our policy not to release your personal information except as permitted by law, requested by you or set forth below. Within Edgemoore Financial, we restrict access to your personal information to those who require it to provide products or services to you. We maintain physical, electronic and procedural safeguards to protect your personal information. These Safeguards include limiting access to data and periodically testing our security technology.

 

Within Edgemoore Financial we may share information about you for several reasons, including:
  • To assist us in providing services;
  • To help design and improve products;
  • To offer products and services that may be of interest to you.

    In the course of doing business we may share information with third parties, which could include personal information about you.  Personal information may be shared with others for the following reasons:

  • In response to a subpoena
  • To prevent fraud
  • To comply with inquiries from government agencies or other regulators
  • For other legal purposes

 

We also may share personal information with others that service your accounts, or that perform services on our behalf; with others with whom we may have joint marketing agreements. These include financial services companies, financial services providers, such as introducing brokers, broker/dealers, futures commission merchants, investment companies, investment advisors, commodity trading advisors and commodity pool operators, publishers and other direct marketers of products related to the financial services industry, such as newsletter or book publishers and software or trading system developers; to other non-affiliated third parties with your consent, at your request or as permitted or required by law.

 

OPT Out Notice: If you prefer that Edgemoore Financial not disclose non-public personal information about you to non- affiliated third parties, you may opt out of those disclosures. That is, you may direct Edgemoore Financial not to make those disclosures, other than disclosures permitted or required by law. Any customer who decides to opt out of these disclosures to non-affiliated third parties must notify us by sending an e-mail to [email protected].

Edgemoore Financial regularly provides notices to its customers regarding its privacy policy. Edgemoore Financial reserves the right to change this policy, and to apply changes to information previously collected, as permitted by law. If there is any change to this policy, Edgemoore Financial will provide its customers with a revised privacy notice. To obtain further information, please call our Customer Service Team at 800-707-0044.Edgemoore Financial Management mails its privacy policy to existing customers on an annual basis.

If you have any questions concerning our Privacy Policy or how we protect your confidential information, please call 800-707-0044 or e-mail us at [email protected].